Shesa's MARCH 2014 Investment Blog

                        8 March 2014
MARCH 2014 Investment Blog
Shesa Nayak  

Market Commentary 
Welcome to my MARCH investment blog. Let’s take a quick glance to the current market phenomena and what we can expect going forward.

This week the DOW Jones Industrial Average closed this Friday at 16452.72, S&P 500 closed at 1878.04 and NASDAQ closed at 4336.22. Most of these indexes have gained in last one month after the February 3rd low. NASDAQ is trying to inch ahead towards its all time high in January 2000 but I still think it will take some more time before we could see a new all time high. Last Monday, stocks on Wall Street tumbled amid a global sell-off and rising geopolitical risk due to the escalating conflict between Russia and Ukraine. The investors started buying US Treasury bonds and commodities to mitigate risk. On Tuesday, the market bounced back heavily and there was a big gain all across the indexes.  On Friday, the labor department reported that the economy added 175,000 jobs last month, surprisingly stronger than 150,000 economists were expecting. The unemployment rate went up to 6.7% in February from 6.6% in January. I am sure we are enjoying the market ride but please be prepared to take a moment to think about downside and position ourselves accordingly.

Investment Strategies
Earlier in my January Blog I wrote about a few investment strategies as indicated below: 
·               Not to Lose money on Investment
·               Criteria of a successful investor
·               Diversification of portfolio
Note: If you missed January blog then please look to the blog archive. Now let’s continue and discuss some more strategies to continue our earlier discussion.

·               Remain Invested with a discipline
It’s expected that market will keep fluctuating in 2014. Probably 2013 was an exceptional year where stock market went up without any major correction. Whatever happens to the market is beyond anybody’s control. Nobody knows the top and bottom of a stock or the stock market itself. Market always takes its own course irrespective of what we think.  If anybody tells us that he knows the top and bottom of the stock market or a stock then it’s better he buys his own Hawaii Island and live in peace without bothering about anything!! So timing the market is simply a dangerous idea. However, what we can do is, analyze the market with our past experience, take some market indicators/chart, look at some micro and macro indicators and make some judicious decision on our investment. That decision could be right or it could be wrong. However, we must follow certain investment strategy and a disciplined approach to become a successful investor and work within that framework. As we say, it’s important how much you earn but it’s critical how much you keep. So we should never forget the cardinal principle “Not to lose money”. That’s the key. It’s not that we will win every time; we may fail but learn some lessons from that failure and go ahead. The stock market has returned 8-10% over last several decades. As a matter of fact, as long as we have a reasonable expectation we should be fine. Since we can’t pick the top and bottom it’s better to be invested most of the time irrespective of whether we are in a bull market or in a bear market. But remain invested does not mean we should put 100% of our money in stock market. According to me, remain invested meaning, allocate major portion of your available capital in equity (Stock, Bond, Mutual Fund, ETF, Real Estate etc.). So how much cash should we have? These depend upon age, income, risk taking capability and so on. But preferably anywhere from 15-40% cash depending on the market cycle.  These un-invested capitals can be made to use if and where there is a correction or market down turn. We must have an exit strategy to get out of an equity or stock market, if required. We will discuss this some other time.  

·               Control your Greed and Fear
Now let’s discuss another critical factor that governs the stock market and us. So let’s take a closer look why this is so critical and how it impacts us. Let’s first analyze greed side of the story. Many a times, we buy a stock and it shoots up and never take a profit. We think it will sky rocket and no need to take profit. I could recall some burning examples during the .com boom/bubble in 1999.  There was a software company “Commerce One” whose stock went up to $999 in a span of few days/weeks from around $300. Some folks thought they should not sell as it kept shooting sky high in days of time. But finally what was the end result? It declared bankruptcy and the share value became ZERO. Remember ENRON, Exodus Communications, Lucent technologies, Nortel Network and so on… All of these companies, once the darling of Wall Street probably do not exist any more. I know friends who played with call options whose portfolio had gone up more than 1000% in a span of few weeks and ultimately they lost so much that they may keep taking capital loss for another couple of decades and still may not be finished. So should you stop buying Stock or call options? No, certainly not. A word of caution: those who are new to stock market I strongly suggest not to get into buying stock options. It could be extremely risky.  There are many horror stories that I have heard from folks where they lost almost their entire saving. As an investor we must be very mind-full of what we do. We should not be emotional with any stock, no mater how great the company is or how amazing return the stock has given. Our objective is to get a good return on our investment.
Cardinal principle: Never hesitate to take some profit when an equity goes up beyond certain %age up or never hesitate cut your loss if it goes down certain %age. Nobody ever go broke by taking profit! Rather, one may go broke if there is too much loss.

Now let’s analyze the fear side of the story. The lower side for a stock is 0 (zero). But what’s the higher limit? There is no higher limit that can be predicted. The best examples are Master Card, Netflix, Amazon, CELG, Apple etc.. These stocks have returned more than 1000% and still we do not know how far will they go! I could recall recommending some of these stocks early days to friends. Many folks got scared and got out of some of these stocks. It’s healthy for investors to maintain some skepticism with their portfolios but if there is no major fundamental shift then no need to panic and get out.
Cardinal principle: Take some profit and then sit tight. Let the winners run as long as there are no serious problems with the company or it becomes incredibly expensive. In such a situation it’s better to put a “trailing stop” wherein you can decide to sell after it drops certain %age or value from the current value of the stock. It automatically gets adjusted when the stock moves up.

Now let’s look into current month’s recommendation on where can I potentially put my money. 

It would be difficult to imagine if any one of us is not aware of Coca Cola Company (KO). This is the world's largest beverage company, serving consumers in more than 200 countries. The company announced its 4th quarter and full-year 2013 results a couple of weeks ago, and they were a little disappointing. The company's outlook for 2014 is also likely to be affected by currency fluctuations and other macroeconomic variables. The company reported an EPS of $0.38 for the 4th quarter that was below Wall Street's expectations, and the full-year EPS was $1.90. The quarterly revenue fell 3.6 percent to $11.04 billion. The performance of the company was badly affected by the currency headwinds in the emerging markets. The company also announced its 52nd consecutive annual dividend increase of 10 cents. Many of you may also be aware that Warren Buffet has a large stake of about $16.5 billion in this company. Coca Cola is trading about at about $38.55, about 12% discount to its 52 week high. Visualizing its business fundamentals and Return on Equity, which stands at about 26%, looks attractive to me. But please note that this company is not for trading rather it’s purely a long-term investment. It has also 3.2% forward dividend in case the stock does not appreciate too much you can expect a reasonable dividend. This stock suits better for a conservative portfolio. If anybody do not want to take high risk and still get a reasonable Return on Investment (ROI) then it may be time to pick some shares. I could expect 10-15% annual return on such investment.

Kandi Technologies Group, Inc. (KNDI)
Kandi Technologies is a Chinese car manufacturer. It offers electrical vehicles, all-terrain vehicles, go-karts, and specialized automobiles; and utility vehicles, three-wheeled motorcycle, refitted cars, super-mini-cars, and various auto generators. While Tesla may get all the attention for its production of sleek, high-end sports cars Kandi is a Chinese car manufacturer with an everyman model. Particularly this car is notable because of its unique battery switch-out plan. When a driver's battery charge goes low, he or she pulls into a special energy station, and the battery is automatically changed for a fresh one.  It is expected to deliver some 2,800 electric vehicles in the fourth quarter of 2013. That's huge when compared with only 3,915 vehicles the company delivered the whole of 2012. The stock got a boost when it reported an improvement in EV sales. That announcement gave the company the likelihood of Kandi's dominance over the Chinese government's 100,000-EV initiative. A few days ago the company said that it would be expanding its electric car rental/sharing service in China. It indicated that it would expand operations into both Shanghai and Beijing though no specific time frame was given. The stock has been on tear and soared more than 40% after the news in last couple of weeks. It has a great future potential but it’s also a very aggressive stock and most of the time there is a big fluctuation (up/down). If one can digest such volatility and can hold long term without bothering too much then I suggest getting into this stock. Otherwise, it’s better to stay away. I would buy this stock in a phased manner whenever there is some correction. At this point, it’s near its 52 week high. So I suggest not jumping in and buying every thing at once. The approach should be to buy some now and add on when there is some correction. I would also strategize to take some profit out of table when it goes certain %age up. Similar strategy should be followed if it goes down. I would not put more than 1-2% of my portfolio value in such aggressive investment. I can buy a little now, may be half, then wait for little more correction and then add in further. Again reminding, having investment discipline is of immense significance to succeed.
Stock Profile (updated 3/9/2014)


Equity
Suggested Price (USD)
Current Price (USD)
Suggested Date
My Opinion (see disclaimer)
AAPL
400, 443
530.44
1/25/13
BUY
FBIOX
128
217.43
3/1/13
Accumulate
BIDU
86.43
156.5
4/18/13
 BUY on dips (See Update Section)
PONDX
12.5
12.45
4/15/13
SELL (See Update Section)
GDX
27
26.18
4/1/13
BUY
GG
27
27.04
4/1/13
BUY
EDC
25, 25.45
23.6
7/1/13, 1/2/14
BUY
GOGO
14
24.8
9/1/13
HOLD
SLW
22
25.18
10/1/13
BUY
FB
47
69.8
11/13/13
BUY
TSLA
135
246.21
11/13/13
HOLD/Buy on Dip
AGNC
$25.3, $20
22
6/1/13, 12/14/13
BUY
MA
78.7
77.94
12/12/13
Buy on further dip
EXEL
5.82
6.79
12/12/13
HOLD. may Sell on strrength (updated on 3/26)
NLY
10.77
10.96
2/2/14
BUY
PRHSX
60
64.54
2/2/14
Accumulate
KO
38.55
38.55
3/9/14
BUY - New
KNDI
19.4
19.4
3/9/14
 BUY (New - See Update Section)

Watch List: Fidelity Select Chemicals (FSCHX): This is another best mutual fund that I could see with solid potential for investment. I am keeping this in watch list at this moment since it’s at its pick. With some correction, I will write more about it and put on my recommendation list. Till then we may have to keep a close watch. If required, I may send an alert.

STOCK Updates:
TESLA Motors (TSLA): Tesla motor reported strong earning a few weeks ago and the stock has soared more than 20% since than. I provided an update after the earnings on TSLA. Since the stock has gone up more than 20% or after the earning I would take some profit and hold on to the rest at this point. You can find my update here: http://shesanayak.blogspot.com/2014/02/tesla-motors-update-tsla.html

Baidu, Inc. (BIDU)
BIDU is termed as Google of China. The company reported its fourth-quarter revenue of $1.53 billion, 50% above the same quarter last year. It reported earnings of about $454 million; almost flat comparing to last year. However, it provided a strong guidance for first quarter of 2014 where Baidu expects total revenue in the range $1.526 billion to $1.573 billion, representing a year-over-year increase of 54.8–59.5%. Analysts expect revenues of about $1.306 billion. It’s increasing its mobile revenue, acquiring new companies and growing stronger and stronger. I believe that there could be further 20-25% appreciation on the stock though it may not straight go up. So I would buy or keep accumulating or buy on dips.

PIMCO Income D (PONDX)
It was recommend in April 2013. Since the bond market has been on downward momentum and I do not see a major catalyst going forward as interest rate has been rising I would get out of this PIMCO income fund. It’s better to utilize the money in a better place.

Economy Report to expect next week
Thursday we will have 3 important reports.
·         Initial Claims for Unemployment: The Labor Department produces this report that details initial jobless applications.
·         Retail Sales: The Commerce Department will release this monthly report that measures the total receipts of retail stores.
·         Business Inventories: The Commerce Department releases its business inventories report for January that includes sales and inventory statistics of the manufacturing process (manufacturing, wholesale and retail).
Friday: Producer Price Index (PPI): The Labor Department will release this monthly index that measures the price of goods at the wholesale level for February.

Folks, that’s all for today. Hope you are enjoying the market ride but please be prepared to take a moment to think about downside and position ourselves. Thanks for your time in reading my blog. Please note that, sometime I send ALERT messages exclusively to my Google group. If you are interested, send me an email and I will add you there. Please feel free to send me your comments and suggestions to shesa.nayak@gmail.com

Disclaimer: This blog is meant to provide my personal opinion rather than professional recommendation to buy/sell any stock, ETF, mutual fund or any other security(s). As an investor, it’s your hard earned money and you decide what is best for you. The above are merely my own recommendation(s) and please contact a professional money manager to buy/sell any security. I do not earn any money by writing such blog. I have position on whatever security I write on the blog and avoid recommending any security that I do not follow.


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